Wiley Series 57 Securities Licensing Exam Review 2020 Test Bank The Securities Trader Examination 1st Edition by Wiley ISBN 9781119704096 111970409X

Wiley Series 57 Securities Licensing Exam Review 2020 + Test Bank: The Securities Trader Examination 1st Edition by Wiley – Ebook PDF Instant Download/Delivery:  9781119704096, 111970409X

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Product details:

ISBN 10:   111970409X

ISBN 13: 9781119704096

Author: Wiley

 Passing The Securities Trader Examination (Series 57) qualifies an individual to engage in NASDAQ and OTC Equity trading and to act as a proprietary trader. The exam covers Market Overview and Products, Engaging in Professional Conduct and Adhering to Regulatory Requirements, Trading Activities, Maintaining Books and Records and Trade Reporting. There are no prerequisites to taking the series 57 exam other than being sponsored by a FINRA member firm.

Table of contents:

1.Equity Securities

2. Debt Securities

3. Government  Securities

4. The money market 

5. Economic fundamentals 

6. Customer accounts

7. Margin Accounts

8. Issuing corporate securities

9. Brokerage office procedure

10. Trading Securities

11. Options

12. Securities industry rules and regulations

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Tags: Wiley, Securities Licensing, Exam Review, Test Bank